Earlham College Faculty Handbook
Earlham College



Handbook Section G

FIVE-YEAR REVIEWS OF TENURED FACULTY

1. Purpose

Periodic review of tenured faculty has value for both the faculty member and the College. One objective of such reviews is assessment of teaching, collegiality, service to the College, and quality of mind. Another, equally important, objective is consideration of professional development and personal growth. As regards this second objective, the issues of a review may change with the lengthening of service of a faculty member and with the person’s age, and may change, too, as a result of altered conditions and circumstances of his or her work at the College. The review is carried out by a committee in consultation with the faulty member under review, and concludes with the committee’s written report to the individual and the Academic Dean, who then meet to discuss the report and its issues. The intent of the review is to be forward looking and the conversation with the Dean is to help the faculty member as she or he thinks about the prior five years and looks to his or her professional development.

While the schedule of assessments is established by the Academic Dean and generally follows a five-year cycle, tenured faculty members may request evaluation at a time better suited to their planning for sabbatical leaves or undertaking other forms of professional development. The first review normally occurs five years after the year of the tenure decision and last review within five years of retirement. *

2. Procedure

a. Within the first few weeks of the year in which the assessment is to occur, the Academic Dean will initiate the procedure by contacting the faculty member. The individual then will meet with the coordinator of five-year reviews who will explain the procedure and assist the individual in selecting an appropriate committee, normally of two. The individual will then meet with the committee to determine how the committee will proceed within the guidelines below.

(1) For faculty who have recently received tenure, materials similar to those of the tenure file may be appropriate. These consist of a self-evaluation, letters or interviews with departmental and other colleagues, course evaluations, and possibly letters from students. The self-evaluation should emphasize the future, in keeping with the objective of promoting professional growth and continued vitality, in addition to serving as a personal assessment and review of the past five years. The self-evaluation normally is written prior to, and guides, the work of the committee. There may be occasions on which it is written after discussion with the committee or perhaps in response to the committee report.

In some cases, if the written self-evaluation is an obstacle, the faculty member and committee may decide that the process will be expedited and/or enriched by having an oral presentation of the self-evaluation instead, or even an extended conversation covering the topics of the review. In either case, written notes would be helpful for the purposes of the Dean/faculty member discussion that concludes the process.

(2) Although the procedure outlined above is suitable for all faculty, a person in mid or late stages of his or her career can choose to have the possibility of moving into academic administration, or acquiring another discipline, or renewing one’s commitment to research, or planning for retirement. Because teaching and collegiality are central to the teaching faculty’s activity at the College, the second and subsequent five-year reviews will continue to make these matters subject to review even though the major focus may be on other matters.

b. The work of the committee will conclude with a final report submitted by the committee to the individual and to the Academic Dean. The process will conclude with the individual’s subsequent conference with the Dean. It is helpful if the faculty member sends a copy of the self-evaluation to the Academic Dean when it goes to the committee, because this will help frame the conversation between the faculty member and Dean.

* The five-year assessment is not designed to question the competence of faculty member to hold tenure, and implies no change in current college policies regarding removal of tenure, or the College’s adherence to the AAUP Statement of Principles. In particular, no materials gathered specifically for use in the assessment procedure can be introduced as evidence in any proceeding to remove tenure.

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This page last updated: June 29, 2003