Open Access News

News from the open access movement


Saturday, August 12, 2006

Who pays for research and publication and how it affects who and what gets published

Surabhi S. Liyanage and C. Raina MacIntyre, Do financial factors such as author page charges and industry funding impact on the nature of published research in infectious diseases? Health Information and Libraries Journal, September 2006. Only this abstract is free online, at least so far:
Objectives: The question of who pays for research to be conducted and published is an important one as it may result in publication bias. The traditional model of medical publishing has relied on subscriptions for funding. There has been increasing interest in making the results of scientific research freely available. One proposed mechanism is an author-pays system, which shifts cost from subscribers to authors. We investigated the impact of author page charges on the nature and type of published research, and the association of industry funding with types of published research.

Methods: Four infectious diseases journals with comparable scope were studied—two with page charges and two without. Variables included type of research study, area of research, author demographics, study setting and industry funding. The differences between a subscription model vs. a mixed model (author page charges and subscription charges) were studied. We also investigated changes within the same journal once it had moved from a subscription model to a mixed model.

Results: Authors from developing countries were significantly less likely to be published in the mixed-model journals (OR 0.25, 95% CI 0.15–0.41, P < 0.001). Clinical trials published in any type of journal were significantly more likely to be industry funded than any other type of research (OR 12.7, 95% CI 7.0–22.9, P < 0.001). Industry-funded research was significantly less likely to be about diseases affecting predominantly the developing world (OR 0.47, 95% CI 0.25–0.89, P < 0.05).

Conclusion: There is clearly a relationship between industry funding and certain types of published research. The model of funding of journal publishing can also affect the nature of published research. Shifting publishing costs to authors favours well-funded organizations, industry sponsored research and wealthy countries. Such potential for publication bias must be considered when planning for open access models.

Comments. I don't have access to the full article and base these comments only on the abstract.

  1. The authors use the term "page charges" to refer to processing fees charged by some OA and OA-hybrid journals. This is misleading, since the term already refers to fees charged by non-OA journals that pay for benefits other than OA. Processing fees at OA journals and hybrids buy OA and shouldn't be confused with other author-side fees that don't buy OA.
  2. There's no doubt that OA journals charging author-side fees will deter authors from developing countries (and indigent authors from developed countries) unless the journals adopt a policy, as PLoS, BMC and others have done, to waive fees in cases of economic hardship. It seems that the authors only studied OA hybrids where (so far) fee waivers are rare. Readers shouldn't conclude that the same barriers to entry exist at full OA journals with waiver policies.
  3. Most OA journals charge no author-side fees at all. But the authors only studied fee-based OA journals. Again, readers shouldn't conclude that the same barriers to entry exist at the majority of OA journals, which charge no author-side fees.